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Regulations/Legal

FINRA Has “Disastrous Record”: Watchdog Group

by Editorial Staff

Thu, Feb 25, 2010

FINRA and other SROs have “an incestuous relationship with the industry they are tasked with regulating," according to the Project on Government Oversight.

Don’t Tax High-Earners’ Annuity Income, Says ACLI

by Editorial Staff

Thu, Feb 25, 2010

It's counter-productive to finance Medicare at our customers' expense, life insurance lobby tells Obama.

White House Tweaks Senate Health Care Bill

by Editorial Staff

Wed, Feb 24, 2010

Obama wants to close the Medicare prescription drug 'donut hole' and regulate 'unreasonable' health insurance premium hikes.

Brokers Are More Than “Blackjack Dealers,” PA Regulators Say

by Editorial Staff

Wed, Feb 24, 2010

“What's at stake here is consumer and investor confidence,” the commissioners wrote to Sens. Arlen Specter and Bob Casey Jr.

A Regulatory Nudge Is Needed

A Regulatory Nudge Is Needed

by Martin Hutchinson

Wed, Feb 24, 2010

Since current Wall Street risk management methods are in the interest of those who work on Wall Street, they will not be changed except by regulatory means.

In League with the Angel of Death

In League with the Angel of Death

by Kerry Pechter

Wed, Feb 17, 2010

Lawsuits filed in Rhode Island, New York and Illinois shed light on the sinister, multi-million-dollar strategy of using the dying as fronts to exploit variable annuity loopholes.

In Search of Plan C

In Search of Plan C

by Kerry Pechter

Wed, Feb 03, 2010

“We have a crisis of confidence regarding retirement,” said assistant Secretary of Labor Phyllis C. Borzi at the NIRS conference in Washington, D.C. Tuesday.